Regulatory Compliance & Governance — Our Licenses and Standards

Our Commitment to Compliance and Governance

Operating with Unwavering Integrity and Transparency

In Indonesia’s highly regulated financial sector, compliance is not just a legal requirement; it is the foundation of trust and the ultimate safeguard for our clients’ interests. Bali IFC Advisory operates under the highest standards of corporate governance and in strict adherence to all national laws and regulations. Our clients can be confident that they are partnering with a firm that is transparent, accountable, and impeccably compliant.

Corporate & Regulatory Standing

Our firm is structured and licensed to operate legally and transparently within the Republic of Indonesia:

  • Legal Entity: Bali IFC Advisory is a registered Perseroan Terbatas (PT), fully compliant with Indonesia’s Company Law (UU No. 40 of 2007).
  • Business Identification Number (NIB): We hold a valid NIB issued through the government’s Online Single Submission (OSS) system, with the appropriate KBLI classification (Klasifikasi Baku Lapangan Usaha Indonesia) for financial and management consultancy services.
  • Taxpayer Identification Number (NPWP): We are a registered and compliant corporate taxpayer, adhering to all regulations set forth by the Directorate General of Taxation.

Adherence to Financial Services Regulations

Our advisory services are conducted in strict accordance with the frameworks established by Indonesia’s financial regulators:

  • Otoritas Jasa Keuangan (OJK): We operate in full compliance with the rules and supervision of the OJK. Our senior advisors who provide investment management advice hold the requisite individual licenses, such as the Wakil Manajer Investasi (WMI). We proactively monitor all new Peraturan OJK (POJK) to ensure our advice remains current and compliant.
  • Bank Indonesia (BI): We adhere to all central bank regulations concerning foreign exchange transactions and payment systems relevant to our clients’ activities.

Robust Anti-Money Laundering (AML) & KYC Protocols

We have a zero-tolerance policy for illicit financial activities. Our internal controls are designed to meet and exceed national and international standards:

  • PPATK Compliance: Our AML and Counter-Terrorism Financing (CTF) policies are fully aligned with the guidelines of the PPATK (Indonesian Financial Transaction Reports and Analysis Centre).
  • Know Your Customer (KYC): We conduct rigorous Customer Due Diligence (CDD) on all prospective clients, verifying identities, sources of wealth, and ultimate beneficial ownership to ensure the integrity of our client base.

Data Privacy and Security

We treat client confidentiality and data security with the utmost seriousness:

  • Personal Data Protection (PDP) Law: We are fully compliant with Indonesia’s PDP Law (UU No. 27 of 2022), ensuring that all client data is collected, processed, and stored lawfully and securely.
  • Secure Infrastructure: All client information is protected by end-to-end encryption and stored on secure, access-controlled servers.

Our unwavering commitment to compliance is a core tenet of our firm, as reflected in our internal governance and our public Editorial Standards.

Continue exploring Bali IFC Advisory:
Our Bali IFC Advisory Service ·
Meet Our Team ·
Editorial Standards ·
Methodology ·
Sustainability ·
Safety & Compliance